Legal Services and Resources for Individuals and Businesses, Including Securities Fraud and Financial Litigation Cases

An investor who has suffered financial loss due to bad investment advice from their financial advisormay be able to seek compensation from their financial advisor or brokerage company such as Merrill Lynch, Schwab, etc.  Investment professionals are held to a fiduciary duty of care and may be responsible for providing fraudulent information or reckless advice. An investment recovery loss attorney in Charlotte can help investors understand their options for pursuing a claim and recovering damages for their losses or fraudulent actions taken by their advisor. An investor may have some potential causes of action against a financial professional, including negligence, such as when the professional fails to have reasonable knowledge about the financial markets or the investor's needs or engages in inappropriate or careless behavior.

A financial professional who fails to act in their client's best interests, such as by prioritizing their interests or those of a third party, is in breach of their fiduciary duty. Misrepresenting a transaction or investment through negligent or fraudulent means is also considered misconduct. Other types of misconduct by a financial professional may include unauthorized transactions, fraud, or involvement in illegal activities like Ponzi schemes. If you believe your stockbroker has engaged in misconduct, an investment fraud lawyer in Charlotte can review your case and help you pursue actions for fraud and negligence.

North Carolina Securities Firm Offers Legal Services and Resources for Individuals and Businesses, Including Securities Fraud and Financial Litigation Cases

Suppose you have entrusted your investment assets to a securities firm or stockbroker, and they fail to act competently, prudently invest your money, or act responsibly. In that case, they may be liable for negligence. They may be responsible for securities fraud if they engage in willful or negligent misconduct. Our Charlotte-based law firm, with attorneys specializing in securities fraud and negligence cases, can help you pursue legal action against your stockbroker or their brokerage firm. Our lawyers can review your portfolio, losses, and investor profile to determine if you have a valid claim and advise you on your next steps. If necessary, we can aggressively pursue litigation on your behalf. It is essential to act as soon as possible, as the longer you wait, the fewer options you may have for seeking a remedy. If you suspect your stockbroker has failed in their duties to you, please do not hesitate to contact our office to review your case. Our attorneys have a track record of aggressively pursuing claims and extensive experience in this area. You can visit our website or call us for a free consultation to learn more about our services and how we can help you protect your rights and recover your losses. We are here to provide you with the resources and support you need.

Securities and Legal Services Firm in North Carolina: Contact Our Attorneys for Help with Financial Cases and Litigation

"If you believe you have suffered financial losses due to dishonest or unethical practices by your securities firm or stockbroker, you may be able to take legal action. Our Charlotte-based law firm, with attorneys specializing in securities fraud cases, can help you pursue a legitimate claim. Some forms of broker misconduct that may warrant legal action include insufficient knowledge of risk management, recommending inappropriate or shady investments, engaging in excessive trading (known as "churning") to increase commissions, making unauthorized trades, failing to disclose the risks of an investment, selling securities or investments outside their area of expertise, prioritizing their interests over those of their clients, and forgery. Inadequate supervision of a client's portfolio may also be grounds for legal action. To succeed in a claim against your broker, you will need to prove that misconduct occurred and that it caused you financial harm. Our lawyers may use a forensic expert to analyze the trades made on your behalf and provide you with the legal representation you need to recover your losses. If you would like to contact us to review your case and find out how we can help you, please visit our website or call our office for a free consultation. We are here to provide you with the resources and support you need to protect your rights and pursue justice.